Appendix–From the Early Record

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Gautama taught that thought applied and sustained is present in the initial state of concentration, and he described his way of living as sixteen particular thoughts, each applied or sustained while mindful of the breath in or the breath out. The first four of the sixteen constituted a particular mindfulness of the body:

… Setting mindfulness in front of (oneself), (one) breathes in mindfully and mindfully breathes out.

As (one) draws in a long breath (one) knows: A long breath I draw in. [As (one) breathes out a long breath (one) knows: I breathe out a long breath.] As (one) draws in a short breath (one) knows: A short breath I draw in. As (one) breathes out a short breath (one) knows: I breathe out a short breath.

Thus (one) makes up (one’s) mind:

I shall breathe in, feeling it go through the whole body. Feeling it go through the whole body I shall breath out.

Calming down the bodily aggregate I shall breathe in. Calming down the bodily aggregate I shall breathe out. (1)

Where Woodward has “feeling it go through the whole body”, the later translator Horner has “experiencing the whole (breath-)body” (2). Where Woodward has “calming down the bodily aggregate”, Horner has “tranquillising the activity of body”.

Gautama continued with four applications of thought that he said constituted mindfulness of feelings:

Thus (one) makes up (one’s) mind:

Feeling the thrill of zest I shall breathe in. Feeling the thrill of zest I shall breathe out.

Feeling the sense of ease I shall breathe in. Feeling the sense of ease I shall breathe out.

(One) makes up one’s mind:

“Aware of all mental factors I shall breathe in. Aware of all mental factors I will breathe out.

Calming down the mental factors I shall breathe in. Calming down the mental factors I shall breathe out. (1)

Where Woodward has “aware of all mental factors”, Horner has “experiencing the activity of thought”. Where Woodward has “calming down the mental factors”, Horner has “tranquillising the activity of thought”.

I myself find an awareness of the senses that locate the mind (equalibrioception, graviception, proprioception, and oculoception), and of the range of these senses, provides a good approximation to “mental factors”. I look for calm in these senses in conjunction with the stretch of ligaments, as balance extends through the body.

The next four applications Gautama took to be a mindfulness of mind:

Aware of mind I shall breathe in. Aware of mind I shall breathe out.

(One) makes up one’s mind:

“Gladdening my mind I shall breathe in. Gladdening my mind I shall breathe out.

Composing my mind I shall breathe in. Composing my mind I shall breathe out.

Detaching my mind I shall breathe in. Detaching my mind I shall breathe out. (1)

The final four applications of thought were, according to Gautama, a mindfulness of the state of mind:

(One) makes up one’s mind:

Contemplating impermanence I shall breathe in. Contemplating impermanence I shall breathe out.

Contemplating dispassion I shall breathe in. Contemplating dispassion I shall breathe out.

Contemplating cessation I shall breathe in. Contemplating cessation I shall breathe out.

Contemplating renunciation I shall breathe in. Contemplating renunciation I shall breathe out. (1)

When I reflect on impermanence, I generally think about death, but Gautama spoke more broadly about the impermanence of any notion of self, and about how grasping after any notion of self is identically suffering.

With regard to death, Gautama stated that those who correctly practice “mindfulness of death” apply his teachings “for the interval that it takes to swallow having chewed up one morsel of food”, or “for the interval that it takes to breathe out after breathing in, or to breathe in after breathing out”.

Contemplation on impermanence in any form engenders a dispassion toward “the pleasant, the painful, and the neither-pleasant-nor-painful” of feeling, giving rise to the second element of Gautama’s “mindfulness of mental states”.

I take the “cessation” of the third element to be the cessation of volitive action, the action invoked by determinate thought. There are other cessations Gautama cited, each in connection with a particular state of concentration, but they only have significance in the larger context of the cessation of volitive action.

The “renunciation” of the fourth element I would say refers to the abandonment of any notion of “I am the doer, mine is the doer” with regard to action of speech, body, or mind.

The sixteen elements of mindfulness that Gautama described as his way of living were each to be applied or sustained in conjunction with an inhalation or an exhalation, but Gautama acknowledged that he found “the intent concentration on in-breathing and out-breathing”, as he called the sixteen, particularly suited to the rainy season–a season when he would spend most of his day indoors, perhaps frequently in seated meditation.

Gautama advised his followers to utilize the four applications of mindfulness, of which the sixteen were one instance, in order to be a lamp unto themselves:

Therefore… be ye lamps unto yourselves. Be ye a refuge unto yourselves. Betake yourselves to no external refuge. Hold fast to the Truth as a lamp. Hold fast as a refuge to the Truth. Look not for refuge to any one besides yourselves. And how… is (one) to be a lamp unto (oneself), a refuge unto (oneself), betaking (oneself) to no external refuge, holding fast to the Truth as a lamp, holding fast as a refuge to the Truth, looking not for refuge to any one besides (oneself)?

Herein, … (one) continues, as to the body, so to look upon the body that (one) remains strenuous, self-possessed, and mindful, having overcome both the hankering and the dejection common in the world. As to feelings… moods… ideas, (one) continues so to look upon each that (one) remains strenuous, self-possessed, and mindful, having overcome both the hankering and the dejection common in the world. (3)

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In some of his lectures, Gautama went from the four initial or “material” concentrations to four “non-material” concentrations. The four further states, he said, marked a transition from “equanimity with respect to the multiplicity of the senses” to “equanimity with respect to the uniformity of the senses”.

The first of the further states was “the infinity of ether”. Gautama identified the state with “the excellence of the heart’s release” through the extension of “the mind of compassion”. He described a particular method for the extension of the mind of compassion, a method that began with the extension of “the mind of friendliness”:

[One] dwells, having suffused the first quarter [of the world] with friendliness, likewise the second, likewise the third, likewise the fourth; just so above, below, across; [one] dwells having suffused the whole world everywhere, in every way, with a mind of friendliness that is far-reaching, wide-spread, immeasurable, without enmity, without malevolence. [One] dwells having suffused the first quarter with a mind of compassion… with a mind of sympathetic joy… with a mind of equanimity that is far-reaching, wide-spread, immeasurable, without enmity, without malevolence. (4)

The second of the further states (“the infinity of consciousness”) Gautama identified with “the excellence of the heart’s release” through the extension of “the mind of sympathetic joy”, and the third (“the infinity of nothingness”) he identified with “the excellence of the heart’s release” through the extension of “the mind of equanimity”.

The fourth of the further states Gautama described as “neither perception nor yet non-perception”. He gave no specific instruction on the transition from the third state to the fourth, but equanimity with respect to the uniformity of the senses is still present in the fourth.

Gautama studied the third and fourth further states under two of the masters of his day (5). He remained unsatisfied, but by means of “a lack of desire”, he arrived at “the stopping of perception and feeling” and the freedom and knowledge that “done is what was to be done, there is no more of being such or so” (6).

Gautama put forward that all of the concentrations are marked by happiness, and that even the transcendence of the concentrations is marked by happiness. He expected followers of other sects to be skeptical of the latter claim, and he advised his attendant Ananda what to say:

… the situation occurs, Ananda, when wanderers belonging to other sects may speak thus: ‘The recluse (Gautama) speaks of the stopping of perceiving and feeling, and lays down that this belongs to happiness. Now what is this, now how is this?’ Ananda, wanderers belonging to other sects who speak thus should be spoken to thus: ‘Your reverences, (Gautama) does not lay down that it is only pleasant feeling that belongs to happiness; for, your reverences, the Tathagatha (the “Thus-Gone One”, the Buddha) lays down that whenever, wherever, whatever happiness is found it belongs to happiness. (7)

 

 

1) SN 54.1, tr. Pali Text Society vol V pp 275-276; masculine pronouns replaced, re-paragraphed.
2) MN 118, tr. Pali Text Society vol III p 124; parentheticals added; “breath-” per I. B. Horner’s note, added
3) DN 16, tr. Pali Text Society vol II p 108; Rhys Davids’ “body, feelings, moods, and ideas”, above, rendered by Horner (e.g. MN 118) as “body, feelings, mind, and mental states”.
4) MN 7; tr. Pali Text Society vol I p 48.
5) MN 26, tr. Pali Text Society vol I pp 209-210.
6) MN 137, tr. Pali Text Society vol III p 269.
7) MN 59, tr. Pali Text Society vol II p 69.

 

 

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